Tagged: sec

VBit Bitcoin Mining Ploy Target of SEC Enforcement Action

The Securities and Exchange Commission (SEC) has charged Danh C. Vo, founder and CEO of VBit Technologies, with theft of investor funds in regard to a Bitcoin mining business. The SEC states that Vo raised over $95.6 million and then misappropriated $48.5 million of the… Read More

Sherwood Neiss, GUARDD CEO, Tells SEC They Have Solution for Exempt Securities Trading, Supporting Tokenization

Sherwood “Woodie” Neiss, GUARDD CEO and securities crowdfunding OG, has sent a letter to the Securities and Exchange Commission outlining their ability to support secondary trading for exempt securities. The letter was sent in response to a statement by SEC Chairman Paul Atkins asking for… Read More

Andreessen Horowitz, The Digital Chamber, Others Slam Citadel’s Claims on DeFi

Earlier this month, Citadel Securities issued a statement addressed to the Securities and Exchange Commission (SEC) stating that it should not grant exemptive relief regarding the definitions of an exchange or a broker-dealer for DeFi trading protocols. Citadel claimed that granting broad exemptive relief from… Read More

Today: SEC Crypto Task Force to Discuss Privacy and Surveillance

The Securities and Exchange  Commission, Crypto Task Force, is holding another roundtable today (December 15, 2025). The topic of discussion is financial privacy and surveillance. As blockchain technology can provide broad capabilities for monitoring transactions, and the US government has been known to abuse its… Read More

DTCC Makes Big Move Into Tokenization, Receives No Action Letter from SEC

The Depository Trust & Clearing Corporation (DTCC) is making a big move into tokenization. Currently, DTCC is a vital part of the securities trading and tracking ecosystem. In 2024, DTCC’s subsidiaries processed securities transactions valued at US$3.7 quadrillion, and its depository subsidiary provided custody and… Read More

Blockchain Association, Ava Labs Pitch Two Categories of “Protocol Tokens” to SEC: Regulation PT

The Blockchain Association and Ava Labs recently visited with the Securities and Exchange Commission’s Crypto Task Force to discuss the topic of two types of “protocol tokens,” as the Commission works toward creating a regulatory approach toward tokenization. Regulation PT These digital assets break down… Read More

tZERO to Launch 24/7 Order Entry, Extended ATS Trading Hours, Enhancing Interoperability with Tokenized Ecosystem

tZERO Group, Inc., a key player focused on blockchain-powered multi-asset infrastructure, announced a significant expansion of trading availability on its SEC-regulated Alternative Trading System (ATS). Effective as of Dec 15, 2025, the ATS will reportedly support “24/7 order entry and 23.5 hours of trading on… Read More

SEC Crypto Task Force Updates on Privacy, Surveillance Roundtable

The Securities and Exchange Commission’s Crypto Task Force has provided an update for a roundtable gathering scheduled for December 15th. The gathering will address financial surveillance and privacy. SEC Commissioner Hester Peirce, leader of the Crypto Task Force, said new technologies provide an opportunity to… Read More

CME Group Receives Regulatory Approval of New Securities Clearing House

CME Group, the world’s derivatives marketplace, announced that the U.S. Securities and Exchange Commission (SEC) has approved the registration of a new securities clearing house, CME Securities Clearing Inc. With launch expected in Q2 2026, CME Group will operate CME Securities Clearing to help market… Read More

SEC Chairman Paul Atkins Shares Thoughts on Revitalizing Markets

Before the United States was a nation, it was an investment. Securities and Exchange Commission Chairman Paul Atkins delivered a speech at the New York Stock Exchange today outlining his thoughts on how to reinvigorate US markets. As everyone knows, public markets have been in… Read More

SEC Investor Advisory Committee Schedules December Meeting, Will Discuss Tokenization, Announces Director of the Office of the Investor Advocate to Exit Position

The Securities and Exchange Commission (SEC), Investor Advisory Committee has scheduled its next meeting to take place on December 4th. The meeting will host two panels of interest. First, a discussion about changes in corporate governance; second, a discussion of the tokenization of securities. The… Read More

Blockchain: SEC Director Comments on Trust, Trustless Assets

Jamie Selway, the SEC’s Director of the Division of Trading and Markets, delivered a speech today on trust and trustless access, directly addressing the rise of digital assets and blockchain technology—the speech was presented in New York at the SIFMA Market Structure Conference. Selway shared… Read More

Digital Assets Firm Kraken Confidentially Files for US IPO

Payward, Inc. (doing business as Kraken) has announced that it has confidentially submitted a draft registration statement on Form S-1 with the U.S. Securities and Exchange Commission (SEC) relating to the proposed initial public offering of its common stock. Digital assets exchange Kraken noted that… Read More

House Financial Services Committee Welcomes Change at SEC and Handling Shareholder Proposals

Yesterday, the Securities and Exchange Commission, Division of Corporate Finance (CorpFin) announced an update to its role regarding proxy decisions. CorpFin stated that “due to current resource and timing considerations following the lengthy government shutdown and the large volume of registration statements and other filings… Read More

Grayscale Investments Announces Public Filing of Registration Statement for Proposed IPO

Grayscale Investments, the world’s digital asset-focused investment platform, announced that it has publicly filed a registration statement on Form S-1 with the U.S. Securities and Exchange Commission (SEC) relating to the proposed initial public offering of its Class A common stock. Grayscale Investments has “applied… Read More

Apps, Who Led SEC’s New York Office, To Step Down as Enforcement Deputy Director

The U.S. Securities and Exchange Commission said Antonia M. Apps, a deputy director in its enforcement division who oversees the regulator’s Northeast offices, will leave the agency on Dec. 1, 2025. Apps, a former federal prosecutor and law firm partner, has served as Deputy Director… Read More

SEC Chairman Paul Atkins Shares Insight into Token Framework, Crypto Regulation

SEC Chairman Paul Atkins spoke at the 9th Annual Fintech Conference held at the Philadelphia Fed this week. He shared that he expects the Commission to establish a “token taxonomy” based on existing securities law, while acknowledging that the current regime has limitations. Atkins said… Read More

Canary XRP ETF Approved for Nasdaq Listing

Canary XRP ETF has reportedly received approval for its Nasdaq listing as the issuer submitted an 8-A filing with the US Securities and Exchange Commission (SEC). The spot XRP ETF is now set to begin trading soon. The XRP price has also begun gaining some… Read More

SEC Centralizes Guidance on Treasury Clearing

The US Securities and Exchange Commission (SEC) moved to streamline the shift to central clearing of Treasuries, launching a one-stop page with updates, staff statements and guidance for brokers and buy-side firms. The initiative builds on rule changes adopted in December 2023 and subsequent extensions… Read More

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