Tagged: reg a

April 17, 2025 @ 11:40 am By JD Alois  |  

Regulation A or Reg A+ will be the topic of discussion for the SEC’s next Small Business Capital Formation Advisory Committee (SBCFAC) meeting which will take place on May 6th. The announcement of the topic shares that the Committee will review how firms are using… Read More

April 2, 2025 @ 8:53 am By JD Alois  |  

NewsMax (NYSE:NMAX) floated its shares on the New York Stock Exchange (NYSE) this past week. Shareholders saw the value of the equity go hyperbolic as shares closed at $233 yesterday, rising almost $150 during the day, giving the company a market cap of over $20… Read More

April 1, 2025 @ 9:06 am By JD Alois  |  

NewsMax (NYSE:NMAX) shares are set to move higher today after rocketing to the stratosphere in the first day of trading. NewsMax recently raised $225 million in a Reg D offering sold to accredited investors. Following the Reg D round, NewsMax pursued a Reg A+ offering… Read More

March 31, 2025 @ 5:06 pm By JD Alois  |  

Equity Stock Transfer, LLC, has issued a statement on the NewsMax IPO, which saw its shares traded on the New York Stock Exchange (NYSE). NewsMax, a more conservative news service that has been rising in the ratings, recently issued shares to investors under Reg D… Read More

March 31, 2025 @ 3:20 pm By JD Alois  |  

NewsMax (NYSE:NMAX), an early-stage media company that leans conservative, listed its shares on the  New York Stock Exchange today (NYSE). Shares initially were pegged to trade at $10 but quickly went hyperbolic, currently trading at over 530% higher, or around $65 a share. Share volume… Read More

March 12, 2025 @ 5:56 pm By JD Alois  |  

Newsmax, a conservative-leaning news startup, plans to go public on March 31, 2025. Shares are expected to trade on the NYSE under the ticker symbol NMAX. NewsMax recently completed a Reg D offering, reportedly raising $225 million from Accredited Investors. The company now says it… Read More

March 4, 2025 @ 12:06 pm By JD Alois  |  

Newsmax Inc. says it has closed its funding round involving shares of preferred stock. The company said that it had exceeded its original target of $150 million, with gross proceeds hitting $225 million. Newsmax is a news startup that provides a conservative alternative to mainstream… Read More

February 19, 2025 @ 6:02 pm By JD Alois  |  

NewsMax, an upstart news group that leans conservative, is seeking to raise money using the Reg A securities exemption. The company reports an audience reaching over 40 million Americans each month through its television broadcasts and multi-platform content, including YouTube. The funding follows a Reg… Read More

January 27, 2025 @ 1:19 pm By JD Alois  |  

ICAN, or Investors Choice Advocates Network, is a non-profit that advocates on behalf of underserved investors and those individuals deemed to be unfairly targeted by the Securities and Exchange Commission. ICAN supports investors’ rights, which sometimes suffer from too much government and too little freedom…. Read More

January 14, 2025 @ 11:11 am By JD Alois  |  

Recently, CI reported that Silicon Prairie had exited its status as a Funding Portal. A Funding Portal is a relatively new FINRA-regulated intermediary created under the JOBS Act of 2012. Initially viewed as a path for firms to issue securities under Reg CF, most Funding… Read More

January 12, 2025 @ 5:41 pm By JD Alois  |  

Kingscrowd, a data specialist in the securities crowdfunding sector, has provided some data on 2024 activity. While not including Reg D 506c, which is almost impossible to track, Kingscrowd shares information on Reg A and Reg CF, which are available to both Accredited and non-accredited… Read More

December 31, 2024 @ 1:12 pm By JD Alois  |  

The Division of Economic and Risk Analysis (DERA) at the Securities and Exchange Commission (SEC) has provided an update regarding information on exempt securities offerings, including Reg D, Reg CF, and Reg A+. The data is as of the end of 2023. Reg CF or… Read More

November 28, 2024 @ 12:17 pm By JD Alois  |  

  Last month, at the CfPA [Crowdfunding Professionals Association] Summit, a presentation was delivered that highlighted the demand and need for access to capital and the growing sector of online capital formation. Investment crowdfunding mainly covers three separate securities exemptions in the US. Reg D… Read More

September 12, 2024 @ 3:02 pm By JD Alois  |  

Vacation home marketplace Pacaso has filed a Form 1-A indicating its intent to raise money online. According to the offering circular,  Pacaso is offering up to 28,957,528 shares for $2.50/share or a gross amount of $75 million – the maximum allowed under the exemption. Pacaso… Read More

September 6, 2024 @ 1:51 pm By JD Alois  |  

“Fan-owned” film studio Legion M is nearing the close of its most recent securities offering. The longtime crowdfunding proponent is scheduled to complete its ninth online securities offering in the past eight years. The company has utilized several different platforms in the past. The current offering… Read More

August 9, 2024 @ 2:19 pm By JD Alois  |  

Plural Energy is a new entrant in the online capital formation sector. The company aims to help renewable or green firms raise debt capital to finance projects. Plural aims to leverage the full stack of securities exemptions, including Reg CF, Reg A+, and Reg D…. Read More

July 22, 2024 @ 10:40 am By JD Alois  |  

Armed Forces Brewing Company, a private firm looking to raise up to $5 million in a Reg A+ securities offering, is promoting the offering on its beer. The company has leveraged the securities exemption in the past to raise growth capital from its community. In… Read More

July 3, 2024 @ 9:14 pm By Nick Morgan  |  

Capital Ideas podcast hosts Nick Morgan and Dara Albright had an insightful discussion with Etan Butler, Chairman of Dalmore Group, a leading crowdfunding platform that has raised over $1.5 billion for businesses through JOBS Act exemptions. Dalmore Group has particularly excelled in Regulation A (Reg… Read More

July 2, 2024 @ 7:06 pm By Andrew Corn  |  

The ecosystem for capital-raising for commercial real estate is slowly embracing something new: the ability to raise significant capital directly from retail investors and blending it with capital from family offices, and other smaller institutions. We’re in a new age of capital raising for the… Read More

June 12, 2024 @ 12:08 pm By JD Alois  |  

This past week, WSJ.com published an article that criticized investment crowdfunding, specifically Regulation A (Reg A+). Reg A+ is a securities exemption that enables early-stage or smaller firms to raise up to $75 million. The security exemption requires an issuer to submit documents to the… Read More