Tagged: reg a

Capital Ideas: Modern Media Offerings Are Exposing a Two-Tiered Investing System

When iconic media brands raise capital on modern rails, the camera pans wide and the inequities of U.S. investor access come sharply into focus. Mohit Bhansali, founder and CEO of EquiDeFi, the platform powering the $500 million Los Angeles Times offering, joined ICAN’s Capital Ideas… Read More

SEC to No Longer Stay Effectiveness of Registration Statement Once Securities Sold, Impacts Reg A

The Securities and Exchange Commission (SEC) made some rule changes today, and one of them will impact Regulation A (Reg A), a securities exemption utilized for online capital formation. Reg A requires an offering to be qualified by the SEC before commencing a funding round…. Read More

SEC: Commission to Meet to Discuss Reg A, More

The SEC has scheduled an open meeting for tomorrow where the members of the Commission will discuss and vote on certain regulatory items. The topics of discussion include: The Commission will consider action relating to the compliance date for the amendments to Form PF that… Read More

Angel Studios Returns to Crowdfunding to Raise More Money, Compares Itself to Netflix Before it Went Public

Angel Studios, a values-driven online streaming service, is raising additional funds through an online securities offering. With the sale ending this weekend, Angel Studios reports having topped $47 million in a Reg A offering hosted by Rialto. Investors are purchasing common shares for a minimum… Read More

Conservative Affiliated Bank, Old Glory Bank, Raises Money Under Reg A Exemption

Old Glory Bank, a conservative affiliated financial institution, is raising growth capital online under the Reg A+ exemption, which opens up the sale of securities to non-accredited investors. Old Glory Bank, based in Oklahoma but offering digital banking services nationwide, is described as “pro-American” and… Read More

DealMaker Meets with SEC to Discuss Crypto Offerings, Advocates for Updated Reg A

DealMaker, a leading platform supporting online capital formation, recently met with the Securities and Exchange Commission (SEC) to discuss crypto. DealMaker is a tech-infused broker-dealer that enables issuers to raise funds under Reg D, Reg CF, and Reg A. DealMaker has facilitated several billion in… Read More

Real Estate Marketplace Pacaso Raises Over $35M in Reg A Offering

Pacaso, a marketplace for co-owned luxury vacation homes, has announced that it has raised over $36 million from more than 10,000 individual investors through its Reg A+ offering. Pacaso filed to raise over $75 million, which is the funding cap for the exemption. In the… Read More

SEC Small Business Capital Formation Advisory Committee to Discuss Reg A, Finders

The Securities and Exchange Commission (SEC), Small Business Capital Formation Advisory Committee (SBCFAC), meets tomorrow (July 22, 2025) to discuss two key issues impacting capital formation. First, the Committee will review Reg A and explore ways to improve the exemption. Reg A or Reg A+… Read More

Fundrise’s Innovation Fund Available on SoFi Platform

Fundrise’s Innovation Fund (INNOX), a Reg A securities offering that enables access for retail investors for well-known private firms, will be made available on the SoFi (NASDAQ:SOFI) platform. This move should boost investor access to the fund, which does not trade on an exchange and… Read More

Capital Ideas: Can $12K Beat Wall Street? Paul Lovejoy’s 366-Day Crowdfunding Challenge Says Yes

Crowdfunding a New Path to Wealth: Paul Lovejoy’s Leap Year Portfolio and the Fight for Investor Access Paul Lovejoy, founder of Stakeholder Enterprise, shared his bold vision for democratizing wealth creation. His ambitious “Leap Year Portfolio” experiment—making 366 crowd-based investments in 366 days—offers a compelling… Read More

SEC Analysis of Reg A: $9.4 Billion for Over 800 issuers

The Securities and Exchange Commission (SEC), Division of Economic and Risk Analysis (DERA), has published a report on Regulation A (Reg A) alongside a document reviewing Reg CF. The report states that since Reg A was updated under the JOBS Act of 2012, over 800… Read More

Capital Ideas: Inside the Newsmax IPO and How Reg A + Can Democratize Wall Street

In the latest Capital Ideas interview, Mark Elenowitz, Managing Director at Digital Offering, revealed the strategies behind the historic Newsmax IPO. This groundbreaking Regulation A+ offering achieved the largest two-day opening gain in US market history. The success story provides a compelling blueprint for how… Read More

SBCFAC Meeting on Reg A: What Works and What Doesn’t Work

The SEC’s Small Business Capital Formation Advisory Committee (SBCFAC) met this week to discuss Regulation A. Regulation A or Reg A+ is a securities exemption that received an update under the JOBS Act of 2012 – the legislation that legalized online capital formation (investment crowdfunding). Prior to the JOBS… Read More

SEC SBCFAC to Review Reg A Securities Exemption: What Needs to Change?

Tomorrow (May 6, 2025), the Securities and Exchange Commission (SEC), Small Business Capital Formation Advisory Committee (SBCFAC) will meet to discuss the Regulation A, or Reg A+, securities exemption. Reg A existed before the JOBS Act of 2012, but few issuers utilized the exemption. Following… Read More

SEC Shares Exempt Offering Numbers: Reg D, Reg A, Reg CF – All Down in 2024

  The Securities and Exchange Commission, Department of Economic Risk Analysis (DERA), has posted a report reviewing exempt offerings under Reg D, Reg A, and Reg CF. According to DERA, 2024 was a down year across the board as investment activity drooped. The three exemptions… Read More

Capital Ideas: Mark Hiraide on Unlocking Capital Access and Fixing Finder Rules

Investor Choice Advocates Network (ICAN) co-founder Nicolas Morgan and board member Dara Albright recently spoke with newly appointed ICAN Senior Legal Director and Policy Counsel Mark Hiraide, who shared insights on securities regulation reform, the JOBS Act, and potential legislation that could expand capital access… Read More

Reg A Topic of Discussion for Next SEC SBCFAC Gathering

Regulation A or Reg A+ will be the topic of discussion for the SEC’s next Small Business Capital Formation Advisory Committee (SBCFAC) meeting which will take place on May 6th. The announcement of the topic shares that the Committee will review how firms are using… Read More

NewsMax Shares Hit Ceiling as Spectacular Gains Indicate Retreat

NewsMax (NYSE:NMAX) floated its shares on the New York Stock Exchange (NYSE) this past week. Shareholders saw the value of the equity go hyperbolic as shares closed at $233 yesterday, rising almost $150 during the day, giving the company a market cap of over $20… Read More

NewsMax Shares Poised to Move Higher After Successful IPO

NewsMax (NYSE:NMAX) shares are set to move higher today after rocketing to the stratosphere in the first day of trading. NewsMax recently raised $225 million in a Reg D offering sold to accredited investors. Following the Reg D round, NewsMax pursued a Reg A+ offering… Read More

Equity Stock Transfer Touts Participation in Successful NewsMax IPO

Equity Stock Transfer, LLC, has issued a statement on the NewsMax IPO, which saw its shares traded on the New York Stock Exchange (NYSE). NewsMax, a more conservative news service that has been rising in the ratings, recently issued shares to investors under Reg D… Read More

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