Tagged: regulation d

December 27, 2024 @ 4:25 pm By JD Alois  |  

Any issuer of securities using the Reg D exemption must file a document with the Securities and Exchange Comission 15 days after the first sale of securities. The two-page document is super simple to complete, and no follow-up filings are required. This simplicity has helped… Read More

November 20, 2024 @ 2:18 pm By JD Alois  |  

Regulation D (Reg D), the leading securities exemption for private offerings, is a huge market measured at over a trillion annually. Under the JOBS Act of 2012, Reg D received an update: old Reg D (506b) was joined by new Reg D (506c), an exemption that… Read More

August 29, 2024 @ 2:07 pm By JD Alois  |  

StartEngine, a leading securities crowdfunding platform, is now offering investors to purchase securities in Chime – a very popular neobank. Chime claims to be the “most loved banking App.” While not a digital bank, Chime is a neobank that provides a broad range of services… Read More

August 14, 2024 @ 2:04 pm By JD Alois  |  

Cerebras, an artificial intelligence enabler, sold securities using the StartEngine platform. Part of its private deal room, the offering was opened to accredited investors who are allowed to invest alongside well known VCs. According to StartEngine, Series Cerebras 1 and 2 sold out on the… Read More

July 11, 2024 @ 12:20 pm By Omar Faridi  |  

Digital Prime Technologies, LLC, an aspiring provider of digital asset technology for financial institutions, has listed a Reg D offering on tZERO. The company claims that its “Tokenet” platform and Prime Solutions products can enable digital asset management. As the offering is under Reg D,… Read More

July 2, 2024 @ 7:06 pm By Andrew Corn  |  

The ecosystem for capital-raising for commercial real estate is slowly embracing something new: the ability to raise significant capital directly from retail investors and blending it with capital from family offices, and other smaller institutions. We’re in a new age of capital raising for the… Read More

May 30, 2024 @ 10:35 am By JD Alois  |  

Republic, the largest investment crowdfunding company in the world, has revealed a partnership with niche crowdfunding platform RedCrow. RedCrow is an online investment platform that invests in early-stage healthcare firms. It is part of Alira Health, a healthcare consulting firm. Details of the relationship were not… Read More

April 5, 2024 @ 3:09 pm By JD Alois  |  

StartEngine has listed a new securities offering for Fanatics, a company that works with top sports properties by selling apparel, etc., by licensing the brands. Fanatics also has entered the sports betting sector having acquired PointsBet sportsbook. StartEngine notes that Fanatics has already raised $8.9… Read More

April 1, 2024 @ 6:45 pm By JD Alois  |  

  Arrived, an online investment platform enabling access to rental and vacation homes, is raising money on Wefunder. According to the offering page, Arrived raised over $37 million in a side-by-side offering. Smaller investors may participate in a Reg CF offering, and Accredited Investors may… Read More

February 28, 2024 @ 11:48 am By JD Alois  |  

Yesterday (February 27, 2024), the Securities and Exchange Commission (SEC), Small Business Capital Formation Advisory Committee (SBCFAC), met to discuss several issues of importance that impact early-stage firms. Perhaps the most pressing issue is the definition of an Accredited Investor – a rule the Commission… Read More

October 18, 2023 @ 3:26 pm By JD Alois  |  

Real estate platform Pacaso provided a brief update earlier this month, reporting on three years of operations. According to the platform, it has now enabled over 1,500 owners who have spent 90,000 nights in the homes at forty different destinations. The company says that second… Read More

September 25, 2023 @ 5:44 pm By JD Alois  |  

Speaking at the beginning of last week’s meeting of the Investor Advisory Committee (IAC), SEC Commissioner Hester Peirce went to bat for smaller firms and private securities issuers – once again. The SEC is currently considering making the definition of an Accredited Investor more rigorous…. Read More

September 15, 2023 @ 10:30 am By JD Alois  |  

The Securities and Exchange Commission (SEC), Investor Advisory Committee will meet next week and will discuss two very important policy items that impact capital raising for private firms. The first panel discussion will review exempt securities offerings under Reg D. This exemption, only available to… Read More

July 10, 2023 @ 11:55 am By JD Alois  |  

Republic, the operator of the largest investment crowdfunding platforms in the world, has enhanced its private deal room service for its top global investors. Republic has revealed “Project Platinum” to serve accredited investors. Republic has sought to create a multi-tiered service for both smaller and… Read More

June 29, 2023 @ 12:06 pm By JD Alois  |  

Online capital formation platform Issuance, has expanded its Issuance Express platform to include Reg D 506(b) offerings. Issuance already supports Reg CF (Regulation Crowdfunding) and Reg A+ (Regulation A) exempt securities offerings. The Express service is a streamlined process to invest in a private security… Read More

June 1, 2023 @ 11:30 am By JD Alois  |  

In recent days, Elon Musk tweeted that “commercial real estate is melting down fast. Home values next,” in response to a Tweet about the rapidly declining value of office real estate in Los Angeles and San Francisco, which is selling for less than the amount… Read More

May 23, 2023 @ 4:07 pm By JD Alois  |  

Boxabl is preparing to raise capital, and it is taking a full-court press by raising money in a Reg A+ and Reg D offering as well as a pitch on FrontFundr in Canada. The Reg A+ will be listed on StartEngine, which displays over $1.25… Read More

April 6, 2023 @ 10:18 am By JD Alois  |  

The JOBS Act of 2012 was signed into law eleven years ago, on April 5, 2012. While it took some time for the various acts to become actionable – with Title III Reg CF not going into effect until 2016, the bipartisan act of legislation… Read More

April 4, 2023 @ 7:32 pm By JD Alois  |  

Virtuix, previously a serial funder on SeedInvest, has filed a Form C to raise capital under Reg CF – this time with DealMaker. Simultaneously, Virtuix has filed a Form D to raise money under Reg D 506c for accredited investors – a fairly typical practice… Read More

March 31, 2023 @ 4:51 pm By JD Alois  |  

GlobexUS Holdings Corp., the company that powers Upstream – a digital asset marketplace, is pursuing an online securities offering to raise growth capital. Upstream is a joint venture with MERJ Exchange – the regulated marketplace based in Seychelles. Upstream has been announcing digital securities cross-listed… Read More