Tagged: regtech

Regtech Software Provider iComply Lists in the FINRA Compliance Vendor Directory

Canadian regtech company iComply Investor Services announced on Wednesday its listing in the Financial Industry Regulatory Authority (FINRA) Compliance Vendor Director, which notably features vendors that offer products, solutions, and services to firms overseen by the U.S. regulator. Founded in 2017, iComply claims to be the… Read More

Open Banking and Regtech Firm Railsbank Gains Hong Kong Fintech Statrys as New Client

UK-based Railsbank, an Open Banking and Regtech solution provider, revealed on June 29, 2020, that it has gained Hong Kong Fintech Statrys as a new client. Statrys offers digital business accounts, advanced payment options, and forex solutions for SMEs based in Asia. It provides convenient… Read More

UK Regtech TAINA Technology Secures Global Growth Funding Through Latest Investment Round

Taina Technology, a UK-based regtech startup, announced on Monday it secured funding from Anthemis, Six FinTech Ventures, Tribeca ESP and Reciprocal Ventures through its latest investment round. Founded in 2016, Taina is on a mission to help financial institutions comply with their regulatory requirements whilst saving… Read More

Global Regtech Summit – London RESCHEDULED

  Due to ongoing concerns about the current outbreak of Coronavirus, Fintech Global has postponed the Global Regtech Summit scheduled for 14th May in London to 22nd September. After much deliberation, we have come to the decision that a reappointment of dates will provide our… Read More

U.S. Regtech DASH Regulatory Technologies Launches SaaS-Based Version of Regulatory Capital Compliance Suite

DASH Regulatory Technologies, a regtech-focused affiliate of capital markets technology and execution services provider DASH Financial Technologies, announced on Tuesday the launch of DASH 360R, the next-generation of its industry-leading LDB platform for U.S. regulatory capital calculation and reporting compliance.  DASH revealed that with the… Read More

IBM Joins Forces With Fenergo to Tackle Financial Crime

Ireland-based fintech Fenergo announced on Tuesday it has joined forces with IBM (NYSE: IBM)  to fight financial crime. The duo signed an original equipment manufacturing (OEM) agreement that will allow the companies to collaborate on solutions that can help clients address the multitude of financial risks they… Read More

Regtech: UK-based Railsbank, an Open Banking and Compliance Firm, Secures Additional Funding from Visa, Global Brain

UK-based Railsbank, an open banking and Regtech solution provider, has secured additional funding with contributions from Visa and Global Brain, a Japanese venture capital firm. In September 2019, Railsbank had acquired $10 million in capital as part of its Series A round. The amount of… Read More

Reserve Bank of India, RBI, is Establishing Three Departments to Oversee Fintech, Regtech, and Supervisory Tech Activities

India’s banking regulator, the Reserve Bank India (RBI), has issued an update regarding how it plans to regulate the country’s Fintech and regulatory technology, or Regtech, industry. The RBI is establishing three new divisions, which include one unit to regulate Fintech, another unit to oversee… Read More

RegTech ComplyAdvantage Appoints OANDA Veteran Vasta Narasimha As New COO & CFO

Regtech company ComplyAdvantage announced on Monday it has appointed former President and CEO of online foreign exchange trading platform OANDA Global Corporation (OANDA), Vatsa Narasimha as its new Chief Operating Officer and Chief Financial Officer. ComplyAdvantage reported that prior to OANDA, Narasimha spent nearly ten… Read More

Broadridge Teams Up With FundsLibrary to Provide RegTech Solutions For European Wealth & Asset Managers

U.S.-based fintech Broadridge Financial announced earlier this week is it teaming up with FundsLibrary, a provider of digital fund data and regulatory solutions, to provide regtech solutions for European wealth and asset managers. The duo is now developing an offering to address the challenges posed… Read More

FIN/SUM Fintech & Regtech Summit – Tokyo

FIN/SUM is a fintech summit and conference that connects the global finance and tech industries while promoting disruptive innovation across the globe. It grew to be the largest and most influential fintech summit in Japan and one of the largest in Asia and globally. The… Read More

Blockchain RegTech Startup TRM Secures $1.7 Million Through Seed Funding Round Led By Blockchain Capital

TRM, a U.S.-based blockchain regtech startup, announced on Thursday it secured $1.7 million through its seed funding round, which was led by Blockchain Capital with participation from Tapas Capital, Green D Ventures, the MBA Fund, and strategic angel investors. The company revealed it has built… Read More

Investment Platform Motive Partners Announces Acquisition of RegTech LPA

Money Benjamin Dollars 100

Motive Partners, an investment firm focused on technology-enabled companies that power the financial services industry, announced on Monday it has a controlling interest in Lucht Probst Associates GmbH (LPA), a provider of innovative software and advisory services focused on financial services distribution and regulatory compliance solutions. Founded… Read More

Westpac Announces $40,000 RegTech Challenge Launch

Australian banking group Westpac announced on Tuesday its 2018 Innovation Challenge, which gives startups a chance to win $40,000 and professional support to grow their business. According to Westpac, this year’s challenge is themed regtech and is seeking participants that will create a technological solution that helps companies… Read More

IdentityMind Global Forms New Partnership With CipherTrace to Povide Virtual Currency Risk Assessment

IdentityMind Global, a SaaS RegTech platform that builds, maintains and analyzes digital identities worldwide, announced on Monday it has formed a partnership with CipherTrace to provide digital currency risk assessment technology. The integration between the companies will allow virtual currency exchanges, ICOs, hedge funds, financial institutions, and… Read More

Securrency Set to File Application For Crypto-Asset License Under ADGM Crypto Regulatory

Securrency, a regtech firm that has created a platform designed to streamline regulatory compliance for token offerings, announced this week its intention to secure a license to operate a crypto-asset business with strategic partners under the  Abu Dhabi Global Market (ADGM) crypto regulatory framework. The… Read More

RegTech Platform iComply Announces Public Beta to Delivery Security Token Platforms & Exchanges Legitimacy

On Thursday, regtech company iComply Investor Services announced it is launching its public beta following the closure of a seven-figure seed round that was covered by Coindesk earlier this week. The company reported that its software combines KYC, AML, blockchain forensics, source of funds reporting, secondary trade… Read More

Regtech Firm Securrency Forms Partnership With Entoro Capital

Securrency, a regtech firm that has created a platform designed to streamline regulatory compliance for token offerings, has formed a partnership with technology-enabled investment bank and broker-dealer Entoro Capital. Securrency reported that through the partnership its platform and products will allow Entoro Capital clients to conduct… Read More

Regtech Securrency Announces Partnership With SharesPost

Securrency, a regtech firm that has created platform designed to streamline regulatory compliance for token offerings, announced on Friday it has formed a strategic partnership with SharesPost, a provider of private company liquidity solutions and private capital markets research, to help drive tokenized securities trading to the… Read More

Bank of Lithuania Releases New Regtech Feature For E-Licensing

Bank of Lithuania announced on Tuesday the launch of its new regtech feature specifically for e-licensing. The feature reportedly makes submission of information necessary to obtain an operating license quicker, easier and less expensive. “Currently the tool facilitates the process of applying for e-money and payment… Read More

Send this to a friend