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SEC Equity Market Structure Advisory Committee – Washington, DC

SEC Headquarters 100 F Street, NE, Washington, DC, United States

9:30 a.m. Welcoming Remarks by Chair White and Commissioners Director of Trading and Markets, Stephen Luparello 10:00 a.m. Regulation NMS Subcommittee Recommendations to the Committee: Framework for Potential Access Fee Pilot 10:10 a.m. Consideration and Discussion of Framework for Potential Access Fee Pilot 11:30 a.m.... Read More

SEC Equity Market Structure Advisory Committee – Washington, DC

SEC Headquarters 100 F Street, NE, Washington, DC, United States

The Securities and Exchange Commission Equity Market Structure Advisory Committee is providing notice that it will hold a public meeting on Tuesday, February 2, 2016, in Multi-Purpose Room LL-006 at the Commission’s headquarters, 100 F Street, N.E., Washington, D.C. The meeting will begin at 9:30... Read More

SEC Investor Advisory Committee – Washington, DC

SEC Headquarters 100 F Street, NE, Washington, DC, United States

The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the... Read More

The SEC Government-Business Forum on Small Business Capital Formation – Washington, DC

SEC Headquarters 100 F Street, NE, Washington, DC, United States

The annual gathering at the Securities and Exchange Commission to discuss issues pertaining to SMEs is scheduled for November 19th, 2015. Topics include the subject of exempt and registered offerings occurring after the passage of the JOBS Act of 2012. Interested participants may register at Sec.gov

Securities and Exchange Commission Open Meeting

SEC Headquarters 100 F Street, NE, Washington, DC, United States

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94-409, that the Securities and Exchange Commission will hold an Open Meeting on Wednesday, November 18, 2015 at 3:00 p.m., in the Auditorium, Room L 002. The subject... Read More

SEC Investor Advisory Committee – Washington, DC

SEC Headquarters 100 F Street, NE, Washington, DC, United States

The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the... Read More

SEC Advisory Committee on Small and Emerging Companies

SEC Headquarters 100 F Street, NE, Washington, DC, United States

AGENDA 9:30 a.m. Co-Chairs Call Meeting to Order Introductory Remarks by Chair Mary Jo White, Commissioners, and Division of Corporation Finance Director Keith Higgins 10:00 a.m. Consideration of Written Recommendation on Public Company Disclosure Effectiveness 10:30 a.m.Consideration of Written Recommendation on Securities Act Rule 147 11:00... Read More

SEC Advisory Committee on Small and Emerging Companies

SEC Headquarters 100 F Street, NE, Washington, DC, United States

The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies will hold a public meeting on Wednesday, June 3, in Multi-Purpose Room LL-006 at the Commission's headquarters, 100 F Street, N.E., Washington, DC. The meeting will begin at 9:30 a.m. (EDT) and will... Read More

SEC Advisory Committee on Small and Emerging Companies

SEC Headquarters 100 F Street, NE, Washington, DC, United States

The SEC Advisory Committee on Small and Emerging Companies will hold its next meeting on Wednesday, Dec. 17, beginning at 9:30 a.m. ET.  The committee will focus on the interests and priorities of emerging and smaller public companies. The December 17 meeting will be held... Read More

SEC Government Business Forum on Small Business Capital Formation

SEC Headquarters 100 F Street, NE, Washington, DC, United States

The SEC plans to conduct the annual SEC Government-Business Forum on Small Business Capital Formation on Thursday, November 20, 2014, at the SEC’s headquarters in Washington, D.C.  We expect the Forum program to start at 9:00 a.m. and conclude with a networking opportunity at a... Read More

SEC Investor Advisory Committee

SEC Headquarters 100 F Street, NE, Washington, DC, United States

The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee. The event... Read More

SEC CyberSecurity Roundtable – Livestream

SEC Headquarters 100 F Street, NE, Washington, DC, United States

The Securities and Exchange Commission will host a cybersecurity roundtable. Roundtable panelists will discuss the cybersecurity landscape and cybersecurity issues faced by exchanges and other key market systems, broker-dealers, investment advisers, transfer agents, and public companies. Panelists also will be invited to discuss industry and public-private sector coordination efforts... Read More