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Heritage Foundation

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Let Entrepreneurs Raise Capital Using Finders and Private Placement Brokers – Washington, DC

Heritage Foundation 214 Massachusetts Avenue, NE , Washington, DC, United States

A finder or private placement broker is a person who is paid to assist small businesses to find capital by making introductions to investors. Finders are particularly important to Main Street small business people who do not have access to many highly affluent “accredited investors.”... Read More

Crowdfunding So Far and Necessary Reforms – Washington, DC & Live Stream

Heritage Foundation 214 Massachusetts Avenue, NE , Washington, DC, United States

Title III of the 2012 JOBS Act created a new crowdfunding exemption that allows entrepreneurs to raise up to $1.07 million from a large number of small investors using internet funding portals. The final Securities and Exchange Commission (SEC) rule permitting crowdfunding was effective May... Read More

Reforming FINRA – Washington, DC & Live Stream

Heritage Foundation 214 Massachusetts Avenue, NE , Washington, DC, United States

The Financial Industry Regulatory Authority (FINRA) is a regulator of central importance to the functioning of U.S. capital markets. It regulates nearly 4.000 broker-dealers and almost 650,000 registered representatives. It is a private, not-for-profit “self-regulatory organization.” The Securities and Exchange Commission conducts oversight of FINRA.... Read More

A New Direction for FINRA? – Washington, DC & Live Stream

Heritage Foundation 214 Massachusetts Avenue, NE , Washington, DC, United States

The Financial Industry Regulatory Authority (FINRA) is a regulator of central importance to the functioning of U.S. capital markets. It regulates nearly 4.000 broker-dealers and almost 650,000 registered representatives.  It is a private, not-for-profit organization. In 2015, FINRA levied $94 million in fines against broker-dealers,... Read More

The SEC, Entrepreneurship and Economic Growth – Washington, DC

Heritage Foundation 214 Massachusetts Avenue, NE , Washington, DC, United States

Featuring The Honorable Michael Piwowar Commissioner, Securities Exchange Commission Hosted by David Burton Senior Fellow, Economic Policy, Institute for Economic Freedom, The Heritage Foundation SEC Commissioner Michael Piwowar has been a leading advocate for improving the regulatory environment for entrepreneurs seeking to raise capital.  As an... Read More

Tax Reform in the Next Congress – Washington, DC

Heritage Foundation 214 Massachusetts Avenue, NE , Washington, DC, United States

Last June, House Ways and Means Committee Chairman Kevin Brady released the outline of a major tax reform plan as part of Speaker Paul Ryan’s “A Better Way” agenda.  The committee staff is drafting legislation and the committee is expected to take up tax reform... Read More

How the World Grew Rich: An Interview with Deirdre McCloskey – Washington, DC

Heritage Foundation 214 Massachusetts Avenue, NE , Washington, DC, United States

How the World Grew Rich An Interview with Deirdre McCloskey Featuring Deirdre McCloskey, Ph.D. Distinguished Professor of Economics, History, English, and Communication, University of Illinois at Chicago Interviewed by Paul Winfree Director, Thomas A. Roe Institute for Economic Policy Studies, and the Richard F. Aster... Read More

Whatever Happened to Promoting Small Business Capital Formation?

Heritage Foundation 214 Massachusetts Avenue, NE , Washington, DC, United States

Featuring: The Honorable Daniel M. Gallagher,  Commissioner, Securities and Exchange Commission Hosted by, David Burton, Senior Fellow, Economic Policy, Institute for Economic Freedom and Opportunity, The Heritage Foundation In the Securities and Exchange Commission’s single-minded pursuit of Dodd-Frank Act rulemaking, we have let the needs of small businesses... Read More