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The Securities and Exchange Commission today released the agenda for the inaugural meeting of the Asset Management Advisory Committee, which will be held on Jan. 14, 2020, at 9 a.m. ET. The Committee was formed to provide the Commission with diverse perspectives on asset... Read More
TIME AND DATE: Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94-409, that the Securities and Exchange Commission Small Business Capital Formation Advisory Committee on Small and Emerging Companies will hold a public meeting on Friday, May... Read More
SUMMARY: The Securities and Exchange Commission Small Business Capital Formation Advisory Committee, established pursuant to Section 40 of the Securities Exchange Act of 1934 as added by the SEC Small Business Advocate Act of 2016, is providing notice that it will hold a public meeting... Read More
The Securities and Exchange Commission Small Business Capital Formation Advisory Committee, established pursuant to Section 40 of the Securities Exchange Act of 1934 as added by the SEC Small Business Advocate Act of 2016, is providing notice that it will hold a public meeting by... Read More
The Securities and Exchange Commission's Office of the Advocate for Small Business Capital Formation will host its second annual Capital Call on Feb. 4, 2020, at 1 p.m. ET, where the office will talk about what’s happening with capital raising from startup to small cap. The Capital Call is styled after... Read More
The SEC’s Division of Economic and Risk Analysis (DERA), Lehigh University’s Center for Financial Services, the University of Maryland’s Center for Financial Policy and CFA Institute will jointly host the Eighth Annual Conference on Financial Market Regulation. The goal of the conference is to bring together... Read More
The Office of the Advocate for Small Business Capital Formation will host our third annual Capital Call on January 19, 2022, where we will talk about what’s happening with capital raising from startup to small cap. The public will have an opportunity to ask live questions about our 2021... Read More
The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on June 9 at 10 a.m. ET. The meeting will be webcast on the SEC website. The committee will host two panels, the first involving a discussion about the accounting of non-traditional financial information... Read More
ITEM 1: Treasury Clearing Standards for Membership Requirements and Risk Management OFFICE: Division of Trading and Markets STAFF: Haoxiang Zhu, David Saltiel, Andrea Orr, Jeff Mooney, and Elizabeth Fitzgerald. The Commission will consider whether to propose amendments to the standards applicable to covered clearing agencies... Read More
The agenda for the meeting includes: welcome and introductory remarks; opening remarks; approval of previous meeting minutes; a panel discussion regarding private funds/markets and outbound investments in countries of concern; a panel discussion regarding ensuring digital engagement practices responsibly expand investment opportunities; a panel discussion... Read More
ESOs , such as incubators and accelerators, play a critical and evolving role in helping startups grow and scale their businesses, but it can be challenging for founders to know how and where to start. Tune in to find out: What are the key differences... Read More
U.S. Securities and Exchange Commission Investor Advisory Committee Thursday, June 6, 2024 http://www.sec.gov 10:00 a.m. – 10:05 a.m. Welcome 10:05 a.m. – 10:30 a.m. Opening Remarks 10:30 a.m. – 10:35 a.m. Approval of Previous Meeting Minutes 10:35 a.m. – 12:05 p.m. Panel Discussion: Examining the New Frontier for... Read More
Agenda - Meeting of SEC Small Business Capital Formation Advisory Committee (SBCFAC) Location: The public will be able to view on www.sec.gov Date: Tuesday, July 30, 2024 Time: 10:00 a.m. – 1:00 p.m. (ET) 10:00 Call to Order; Introductory Remarks by Commissioners 10:15 Committee Member Observations on the State... Read More
The Securities and Exchange Commission's Crypto Task Force will host a series of roundtables to discuss key areas of interest in the regulation of crypto assets. The “Spring Sprint Toward Crypto Clarity” series will begin on March 21 with its inaugural roundtable, “How We Got Here and... Read More
The SEC is hosting a roundtable discussion on artificial intelligence in the financial industry. The event will be held at SEC headquarters in Washington, DC and is open to the public for either in-person or virtual attendance. The roundtable will discuss the risks, benefits, and... Read More
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