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The Division of Economic and Risk Analysis (DERA) of the U.S. Securities and Exchange Commission and New York University’s Salomon Center are organizing a half-day dialogue on U.S. securities-based crowdfunding (such as equity or debt). Regulation Crowdfunding, a key JOBS Act rulemaking that came into... Read More
Chairman Jay Clayton, Division of Enforcement Co-Directors Stephanie Avakian and Steven Peikin, and Office of Compliance Inspections and Examinations Acting Director Peter Driscoll, will participate in New York University School of Law’s Roundtable on SEC enforcement and examination priorities. Contact Michelle Tsai, 212-998-6849, michelle.tsai@nyu.edu
The SEC and the National Center for the Middle Market at The Ohio State University Max M. Fisher College of Business will host the SEC’s annual Government-Business Forum on Small Business Capital Formation. This annual forum provides a platform to highlight additional measures to improve... Read More
The SEC hosts an annual forum that focuses on the capital formation concerns of small business, which has assembled annually since 1982 pursuant to the Small Business Investment Incentive Act of 1980. A major purpose of the Forum is to provide a platform to highlight... Read More
The conference will bring together current and former government officials and experts from different areas of the private sector to explore and discuss the ever-changing economic, risk and market environment and what those changes mean for the structure and function of the securities markets. Areas... Read More
The Securities and Exchange Commission today released the agenda for the inaugural meeting of the Asset Management Advisory Committee, which will be held on Jan. 14, 2020, at 9 a.m. ET. The Committee was formed to provide the Commission with diverse perspectives on asset... Read More
TIME AND DATE: Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94-409, that the Securities and Exchange Commission Small Business Capital Formation Advisory Committee on Small and Emerging Companies will hold a public meeting on Friday, May... Read More
The SEC’s Division of Economic and Risk Analysis (DERA), Lehigh University’s Center for Financial Services, the University of Maryland’s Center for Financial Policy and CFA Institute will jointly host the Eighth Annual Conference on Financial Market Regulation. The goal of the conference is to bring together... Read More
ITEM 1: Treasury Clearing Standards for Membership Requirements and Risk Management OFFICE: Division of Trading and Markets STAFF: Haoxiang Zhu, David Saltiel, Andrea Orr, Jeff Mooney, and Elizabeth Fitzgerald. The Commission will consider whether to propose amendments to the standards applicable to covered clearing agencies... Read More
The agenda for the meeting includes: welcome and introductory remarks; opening remarks; approval of previous meeting minutes; a panel discussion regarding private funds/markets and outbound investments in countries of concern; a panel discussion regarding ensuring digital engagement practices responsibly expand investment opportunities; a panel discussion... Read More
ESOs , such as incubators and accelerators, play a critical and evolving role in helping startups grow and scale their businesses, but it can be challenging for founders to know how and where to start. Tune in to find out: What are the key differences... Read More
U.S. Securities and Exchange Commission Investor Advisory Committee Thursday, June 6, 2024 http://www.sec.gov 10:00 a.m. – 10:05 a.m. Welcome 10:05 a.m. – 10:30 a.m. Opening Remarks 10:30 a.m. – 10:35 a.m. Approval of Previous Meeting Minutes 10:35 a.m. – 12:05 p.m. Panel Discussion: Examining the New Frontier for... Read More
Agenda - Meeting of SEC Small Business Capital Formation Advisory Committee (SBCFAC) Location: The public will be able to view on www.sec.gov Date: Tuesday, July 30, 2024 Time: 10:00 a.m. – 1:00 p.m. (ET) 10:00 Call to Order; Introductory Remarks by Commissioners 10:15 Committee Member Observations on the State... Read More
The Securities and Exchange Commission's Crypto Task Force will host a series of roundtables to discuss key areas of interest in the regulation of crypto assets. The “Spring Sprint Toward Crypto Clarity” series will begin on March 21 with its inaugural roundtable, “How We Got Here and... Read More
The SEC is hosting a roundtable discussion on artificial intelligence in the financial industry. The event will be held at SEC headquarters in Washington, DC and is open to the public for either in-person or virtual attendance. The roundtable will discuss the risks, benefits, and... Read More
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