PLI’s 48th Annual Institute one Securities Regulation – New York City

At this program, attendees will have access to the full Agenda, Speaker Biographies, Course Handbook, and Presentation Materials, as well as the ability to network with fellow attendees electronicallyvia the Guidebook app.  We strongly encourage you to download “Guidebook” prior to the program from theApple App Store or the Android Marketplace. You will receive an email prior to the program with instructions on how to access the guide for your program.

Why You Should Attend

For more than four decades, PLI’s Annual Institute has been the premier conference on securities regulation and corporate governance for lawyers, from new associates to seasoned practitioners. This year’s Institute will once again bring you the nation’s leading securities and corporate legal experts to deliver the practical information, insights and real-world strategies and solutions to the many challenges facing you and your clients today. The Institute’s comprehensive and practice-oriented sessions will ensure that you are on top of the latest developments and trends impacting your practice.

What You Will Learn

• Latest developments in capital formation, including techniques, timing and pitfalls under the JOBS Act and the FAST Act
• Review of disclosure issues and best practices
• SEC rulemaking and interpretive developments
• New fast-paced Q&A panel addressing hot securities law topics
• Accounting and auditing developments that companies, audit committees and counsel need to know
• Up-to-date insights on activist strategies and corporate responses
• Recent developments in Delaware law
• What’s trending in M&A
• What’s new and different for non-U.S. issuers in the capital markets
• Updates on enforcement from state, federal and international regulators
• Practical aspects of defending government enforcement actions
• Managing private securities litigation
• Real-world crisis management: what to do in a crisis from the start through resolution
• Ethical challenges faced by corporate and securities lawyers (2 hours of Ethics credit!)

Special  Features

• Get updates from the SEC’s Division of Corporation Finance
• Learn from practical scenarios and realistic case studies
• Receive practical take-away points at the conclusion of each panel
• Network with hundreds of your colleagues
• Earn two hours of Ethics Credit