Tagged: tom quaadman

SEC’s Concept Release Comment Period Closes. So What Say You on Regulatory Harmonization & Access to Capital?

The Securities and Exchange Commission (SEC) officially closed comments on its concept release regarding regulatory harmonization of securities offerings exemptions on September 24, 2019. But as in past cases, comments have continued to trickle in and we would not be surprised if more follow. That… Read More

Congressional Committee to Review Cost of Being a Public Company

The Subcommittee on Capital Markets, Securities, and Investment, part of the Financial Services Committee, has scheduled a hearing to take place next week on the topic of the excessive cost of being public company. The hearing entitled, “The Cost of Being a Public Company in… Read More

House Financial Services Committee will Discuss Proposals to Enhance Capital Formation Including Venture Exchanges

The House Subcommittee on Capital Markets & Government Sponsored Enterprises, part of the Financial Services Committee, will meet today (Wednesday, May13th) to discuss multiple proposals designed to improve access to capital for SMEs.  Smaller businesses generate the bulk of economic growth, and correspondingly job creation,… Read More

Financial Services Committee Schedules Hearing on Legislative Proposals to Enhance Capital Formation

The House Committee on Financial Services has scheduled a earing entitled “Legislative Proposals to Enhance Capital Formation for Small and Emerging Growth Companies”.  The hearing is taking place this Wednesday, April 9, 2014 10:00 AM in 2128 Rayburn HOB.  This is a one panel hearing and… Read More

US Chamber of Commerce Comments on EU Crowdfunding

The U.S. Chamber of Commerce is the world’s largest business organization representing the interests of more than 3 million businesses of all sizes, sectors, and regions. The organization’s members range from mom-and-pop shops and local chambers to large corporations.  The group is really global in… Read More

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