Tagged: debbie gupta

UK Crowdfunding Association Comments on FCA Dear CEO Letter Sent to Platforms

Two weeks ago, the UK Financial Conduct Authority posted a “Dear CEO” letter directed at investment crowdfunding platforms. The letter, signed by Debbie Gupta, Director of Consumer Investments Supervision, cautioned platforms on both the risk of investments being offered to investors as well as the… Read More

UK Financial Conduct Authority Sends Letter to Investment Crowdfunding Platforms Pointing at Investment Risk

The UK Financial Conduct Authority has sent a “Dear CEO” letter to the management of the UK investment crowdfunding platforms. Signed by Debbie Gupta, Director of Consumer Investments Supervision, the missive cautions platforms on ensuring that investors fully understand the nature of the risk affiliated… Read More

Send this to a friend