Tagged: business development corporations

SEC Provides Temporary Relief for BDCs Investing in SMEs

The Securities and Exchange Commission has announced that it is providing temporary, conditional exemptive relief for business development companies (BDCs) to enable them to make additional investments in small and medium-sized businesses. The SEC pointed out that this included firms affected by COVID-19. BDCs invest… Read More

FINRA Targets Non Traded Business Development Companies

FINRA is investigating the utilization of Business Development Companies, commonly referred to as BDCs.  While BDCs may trade on an exchange they may also be non-tradeded entities. BDCs have been around for quite some time having been created in 1980. BDCs typically invest in smaller… Read More

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